Municipal Bond Research / Complaince Document Creation

A program was created to assist the research personnel in creating and distributing issue fundamental documents employed for both internal and external distribution. In addition, this application is linked directly to the retail trading system to ensure that compliance documents exist for all non-prerefunded bond trades to customers. A direct link into Credit Scopes syndicated system data was created to ensure that financials, evaluation reviews, ratings and other relevant data points are integrated into this compliance document to ensure that the retail sales person is relating this information to the customer prior to completing the trade. Emails are automatically sent to the research strategists when a trade is in progress so that a minimum of delay is experienced between trade request and execution.